Contains exam study sets and practice questions for Paper 1, including Topic 3 exam questions with verified solutions.
Paper 1 is the foundational examination required for individuals aiming to act as licensed representatives or responsible officers in Hong Kong. It covers the regulatory framework, including: The Securities and Futures Ordinance (SFO). Licensing and registration requirements.
Clearing the HKSI Paper 1 exam requires a mix of rote memorization of regulatory timelines and a conceptual understanding of market ethics. Leveraging a highly portable, well-structured study material PDF allows you to eliminate dead time, optimize your revision schedule, and integrate exam preparation seamlessly into a demanding work lifestyle. By downloading a reliable digital guide, mastering the practice questions, and utilizing modern PDF search tools, you can approach the examination room with confidence and secure your SFC license.
: This is the current version effective for examinations from October 2, 2024. Access Method Enrolled Candidates : Available for free download "Examination" page of the HKSI Online Portal. Non-Enrolled Users : Can be purchased through the "CPT/Non-CPT Activity" hksi paper 1 study material pdf portable
To maximize the utility of your portable study guide, implement the following structured study plan: Step 1: Active Reading and Highlighting
Review every question you answered incorrectly. Do not simply skim past them. Go back to your portable study guide, search for the relevant concept, and rewrite the rule in your own words. Eliminating your blind spots is the fastest way to push your score comfortably above the 70% passing threshold.
You do not need a continuous internet connection. You can study while commuting on the MTR, flying, or sitting in areas with poor cellular reception. Contains exam study sets and practice questions for
The most critical portable resource is, without a doubt, the official . This is the definitive syllabus, and all exam questions are drawn directly from it. You have a few options for acquiring it:
When candidates search for "HKSI Paper 1 study material PDF," they are typically looking for a hierarchy of documents. Understanding this hierarchy is key to effective preparation.
Quickly locate specific regulations, definitions, or topics in a PDF format. Licensing and registration requirements
If you are planning to take the exam after 30 June 2026, you study from the new Version 3.5 Study Guide. Always verify the version number on the official HKSI website before purchasing or downloading any materials.
Before you commit to any digital material, run this checklist:
Download the PDFs to your mobile device to study anywhere, regardless of internet connectivity.